Author: Brian Nimmo

Attractive men and women after a training or a conference. Employee education concept.
Broadstone

The FCA’s Latest Dear CEO Letter to Financial Advisers

The FCA has published its latest Dear CEO/Director letter for financial advisers and investment intermediaries.  It provides an important reminder on its key areas of focus over the next two years and some usef...

Two asian couples and men and women are together analyzing expenses or finances in deposit accounts and daily income sources with an savings economical concept.
Broadstone

Understanding the Change in Redress for DB Transfers Since 2018

We have been tracking the changes in DB transfer value redress since 2018.  Whilst the change in the latest quarter has been modest, this is far less true for the period as a whole.  So, we have taken the oppor...